Other Capital Market Intermediaries
Brokers, depositories, registrars, advisers and fintech platforms.
The issues clients bring us.
- Market manipulation and mule accounts
- KYC and onboarding fraud
- Unregistered advisory and finfluencers
- Client fund misuse
- Cyber incidents
What we do about them.
- Investigations and digital forensics
- KYC and onboarding reviews
- Impersonation takedowns
- Compliance programme reviews
- Background checks on key persons
Keep the record with BDI's governance tools.
The numbers behind the risk.
Record savings flows into mutual funds and insurance, matched by a tougher fraud and conduct regime.
Regulatory and market updates
- IRDAI fraud framework
The Insurance Fraud Monitoring Framework Guidelines, 2025 took effect on 1 April 2026, requiring an independent fraud monitoring committee and unit and extending duties to brokers, banks, hospitals and agents.Source: IndiaLaw
- 100% FDI in insurance
The FDI limit in insurance has been raised from 74% to 100% under the Sabka Bima Sabki Suraksha Act, 2025.Source: IBEF
- SEBI market-abuse enforcement
SEBI's July 2025 interim order against the Jane Street group impounded about ₹4,843 crore of alleged unlawful gains.Source: Business Today
Double-digit premium growth and a strengthened AML regime for financial intermediaries.
Regulatory and market updates
- Tougher AML obligations
Federal Decree-Law No. 10 of 2025 strengthens regulator powers and penalties across financial institutions.Source: Hadef & Partners
- 07InsuranceFraud frameworks, claims investigations and distributor oversight built for the IRDAI era.
- 07AMCs & Mutual FundsProtecting investor trust as SIP flows reach record highs.
Platforms referenced: Whistle SentinelIP Octopus M1
Sources
- Kotak Neo, citing AMFI data, SIP contributions hit record ₹32,490 crore in September 2026, Oct 2026.
- IBEF, Insurance Sector in India, Updated Sep 2026.
- IndiaLaw, Zero-tolerance 2025: IRDAI's new fraud rule-book for every insurer and intermediary, Oct 2025.
- Business Today, SEBI cracks down on Jane Street in landmark derivatives market case, Jul 2025.
- Khaleej Times, citing the CBUAE annual statistical report, UAE insurance premiums jump 15% to Dh74.8 billion, Aug 2026.
- Hadef & Partners, A new era for AML/CTF/PF in the UAE: Federal Decree-Law No. 10 of 2025, Oct 2025.